Advisory Managing Director, FS Regulatory and Compliance Risk, KPMG
Michael is a Managing Director in KPMG’s Financial Services Regulatory & Compliance Risk practice. During his tenure at KPMG, Michael has provided legal and regulatory information and analysis to clients and more senior staff at the firm while also working on Basel III/market risk gap testing, Federal Reserve Exam Readiness, Regulation W, Qualified Financial Contract Recordkeeping, and financial institution obligation drafting/policy mapping engagements. Michael has supported several non-bank financial institutions with regard to US and European regulatory obligations and expectations and has developed dynamic action plans and responses to government regulators. Prior to joining KPMG, Michael was regulatory counsel at an institutional broker-dealer and directly supported a former OCC Large Bank Principal Examiner with regard to Asset Liability Management, Liquidity Risk Management/contingency funding planning, Concentration risk Management and a myriad of other safety and soundness areas.